Disclosures

Risk Disclosure

All investments involve risk, including possible loss of principal. Past performance is not indicative of future results. No guarantee of future results is made or implied. The performance of investment accounts is subject to various market and economic factors.

Accredited Investor Requirement

This material is intended solely for accredited investors as defined under applicable securities laws. Accredited investors include individuals with income exceeding $200,000 (or $300,000 jointly) in the prior two years, or those with net worth exceeding $1,000,000.

Commodity Trading

Uptick Technologies engages in commodity trading, which involves substantial risk of loss. Commodity trading is not appropriate for all investors. Trading and the use of leverage can result in significant losses.

Forward-Looking Statements

Certain statements on this website may contain forward-looking information subject to risks and uncertainties. Actual results may differ materially from those projected or implied.

Regulatory Compliance

Uptick Technologies operates in compliance with applicable federal and state securities laws, including the Securities Act of 1933, the Securities Exchange Act of 1934, and state commodities regulations.

Last updated: November 2025